Samson Kai Cheong Li
李繼昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samson Kai Cheong Li (李繼昌), a licensed Responsible Officer with CE reference AAE987. Currently licensed at 3 firm(s): BEA Union Investment Management Limited, East Asia Securities Company Limited, East Asia Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| East Asia Securities Company Limited 東亞證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| East Asia Futures Limited 東亞期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | present |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 4 — Advising on securities | present | present |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 9 — Asset management | present | present |
| East Asia Investment Holdings Limited 東亞投資控股有限公司 |
RO | Type 1 — Dealing in securities | 2003-09-11 | 2004-01-16 |
| East Asia Investment Holdings Limited 東亞投資控股有限公司 |
RO | Type 4 — Advising on securities | 2003-09-11 | 2004-01-16 |
| East Asia Investment Holdings Limited 東亞投資控股有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-09-11 | 2004-01-16 |
| East Asia Investment Holdings Limited 東亞投資控股有限公司 |
RO | Type 9 — Asset management | 2003-09-11 | 2004-01-16 |
| East Asia Securities Company Limited 東亞證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-02-24 |
| East Asia Investment Holdings Limited 東亞投資控股有限公司 |
RO | Type 4 — Advising on securities | present | 2003-07-31 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2022-07-12 |
| East Asia Futures Limited 東亞期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-02-02 |
| East Asia Securities Company Limited 東亞證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-02-24 |
| East Asia Investment Holdings Limited 東亞投資控股有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-31 |
| East Asia Securities Company Limited 東亞證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-08-26 |
| East Asia Securities Company Limited 東亞證券有限公司 |
RO | Type 9 — Asset management | present | 2005-02-24 |
| East Asia Futures Limited 東亞期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-02-02 |
| East Asia Investment Holdings Limited 東亞投資控股有限公司 |
RO | Type 9 — Asset management | present | 2003-07-31 |