Richard S. Roque
羅禮全
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard S. Roque (羅禮全), a licensed former licensee with CE reference AAF070. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SA Capital Limited |
RO | Type 4 — Advising on securities | present | 2007-01-31 |
| SA Capital Limited |
RO | Type 6 — Advising on corporate finance | present | 2007-01-31 |
| SA Capital Limited |
RO | Type 9 — Asset management | present | 2007-04-24 |