Kai Wah (SFC:AAF083) Chan
陳啟華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wah (SFC:AAF083) Chan (陳啟華), a licensed former licensee with CE reference AAF083. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Capital Limited 太平融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-07-01 | 2022-07-01 |
| Taiping Capital Limited 太平融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-07-07 | 2022-07-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2014-03-29 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2014-03-29 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2014-03-29 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2014-03-29 |