Jimmy Kai Ming Lo
盧啟銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Kai Ming Lo (盧啟銘), a licensed Representative with CE reference AAF104. Currently licensed at 1 firm(s): One China Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-06 | present |
| Whole Win Securities Limited 鴻運証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-05-31 |
| Whole Win Securities Limited 鴻運証券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-15 |
| Whole Win Securities Limited 鴻運証券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-15 |
| Whole Win Securities Limited 鴻運証券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-15 |