Hin Pong So
蘇顯邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hin Pong So (蘇顯邦), a licensed Responsible Officer with CE reference AAF507. Currently licensed at 1 firm(s): Innovax Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovax Securities Limited 創陞證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-19 | present |
| Innovax Futures Limited 創陞期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-06-28 | 2025-08-13 |
| Innovax Securities Limited 創陞證券有限公司 |
RO | Type 4 — Advising on securities | 2017-04-19 | 2025-05-22 |
| Innovax Asset Management Limited 創陞資產管理有限公司 |
RO | Type 9 — Asset management | 2017-04-13 | 2025-05-22 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2012-06-22 | 2017-03-12 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-06-22 | 2017-03-12 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 9 — Asset management | 2012-06-22 | 2017-03-12 |
| Everbright-Efund Fund Management Limited 光大益豐行基金管理有限公司 |
RO | Type 4 — Advising on securities | 2006-11-06 | 2009-05-14 |
| Everbright-Efund Fund Management Limited 光大益豐行基金管理有限公司 |
RO | Type 9 — Asset management | 2006-11-06 | 2009-05-14 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2003-10-31 | 2017-03-12 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-08-08 | 2017-03-12 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2003-08-08 | 2017-03-12 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2017-03-12 |
| China Everbright Forex Limited 中國光大外匯有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | present | 2004-03-19 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2017-03-12 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2017-03-12 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-09-02 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 9 — Asset management | present | 2017-03-12 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2017-03-12 |