Alex Mo Cheung Au
區慕彰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Mo Cheung Au (區慕彰), a licensed former licensee with CE reference AAF576. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexus Investment Management Limited | RO | Type 9 — Asset management | 2009-07-03 | 2019-03-07 |
| Nexus Investment Management Limited | RO | Type 9 — Asset management | 2005-07-04 | 2006-06-12 |
| Nexus Investment Management Limited | Rep | Type 9 — Asset management | 2005-06-22 | 2005-07-04 |
| Honour Securities Company Limited 忠誠證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-09-05 |
| Honour Futures Limited 忠誠期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-09-05 |
| Honour Securities Company Limited 忠誠證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-05 |
| Honour Futures Limited 忠誠期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-09-05 |
| Honour Securities Company Limited 忠誠證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-05 |
| Honour Securities Company Limited 忠誠證券有限公司 |
RO | Type 9 — Asset management | present | 2005-03-31 |
| Honour Futures Limited 忠誠期貨有限公司 |
RO | Type 9 — Asset management | present | 2003-09-05 |