Connie Rose Sham Khi
岑琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Connie Rose Sham Khi (岑琪), a licensed former licensee with CE reference AAF697. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Wan Kiu Investment Company Limited 香港宏僑投資有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-29 | 2020-02-06 |
| Hong Kong Wan Kiu Investment Company 香港宏僑投資公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-29 |
| Hong Kong Wan Kiu Investment Company 香港宏僑投資公司 |
RO | Type 4 — Advising on securities | present | 2005-03-08 |
| Hong Kong Wan Kiu Investment Company 香港宏僑投資公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-03-08 |
| Hong Kong Wan Kiu Investment Company 香港宏僑投資公司 |
RO | Type 9 — Asset management | present | 2005-03-08 |