Wai Kwok Wu
吳惠國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kwok Wu (吳惠國), a licensed former licensee with CE reference AAF857. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2017-09-29 | 2020-09-30 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | present | 2020-09-30 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-24 |
| Templeton Asset Management Ltd | RO | Type 4 — Advising on securities | present | 2003-09-24 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-24 |
| Templeton Asset Management Ltd | RO | Type 6 — Advising on corporate finance | present | 2003-09-24 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2020-09-30 |
| Templeton Asset Management Ltd | RO | Type 9 — Asset management | present | 2020-09-30 |