James Ching Sau Wong
王正修
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ching Sau Wong (王正修), a licensed former licensee with CE reference AAF903. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Wah Securities Limited 大華證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-01 |
| Tai Wah Securities Limited 大華證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-01 |
| Tai Wah Securities Limited 大華證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-01 |
| Tai Wah Securities Limited 大華證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-01 |