Isaac Sofaer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Isaac Sofaer, a licensed Representative with CE reference AAF924. Currently licensed at 2 firm(s): Funderstone Futures Limited, Funderstone Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2010-05-27 | present |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | present | present |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | present | present |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | present | 2005-01-24 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-01-24 |