Hau Wei Kwok
郭后維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Wei Kwok (郭后維), a licensed former licensee with CE reference AAF976. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL Brokerage Limited 佐雄證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-01-01 |
| DL Brokerage Limited 佐雄證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-10 |
| DL Brokerage Limited 佐雄證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-30 |
| DL Brokerage Limited 佐雄證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-30 |