Roger Albert John
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Albert John ( ), a licensed former licensee with CE reference AAG066. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Salisbury Securities Limited 莎利士堡証券有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-31 | 2013-08-30 |
| Salisbury Securities Limited 莎利士堡証券有限公司 |
RO | Type 4 — Advising on securities | 2005-03-31 | 2013-08-30 |
| Salisbury Securities Limited 莎利士堡証券有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-03-31 | 2013-08-30 |
| Salisbury Securities Limited 莎利士堡証券有限公司 |
RO | Type 9 — Asset management | 2005-03-31 | 2013-08-30 |
| Salisbury Securities 莎利士堡證券 |
RO | Type 1 — Dealing in securities | present | 2005-03-31 |
| Salisbury Securities 莎利士堡證券 |
RO | Type 4 — Advising on securities | present | 2005-03-31 |
| Salisbury Securities 莎利士堡證券 |
RO | Type 6 — Advising on corporate finance | present | 2005-03-31 |
| Salisbury Securities 莎利士堡證券 |
RO | Type 9 — Asset management | present | 2005-03-31 |