Hung Ling Chan
陳洪齡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Ling Chan (陳洪齡), a licensed former licensee with CE reference AAG115. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vanward International Securities Limited 萬和國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-22 | 2023-11-01 |
| Vanward International Securities Limited 萬和國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-14 | 2023-03-22 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-16 | 2022-11-25 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-16 | 2022-11-25 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 9 — Asset management | 2020-07-22 | 2022-11-25 |
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 9 — Asset management | 2019-07-19 | 2020-07-22 |
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-20 | 2021-11-16 |
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 4 — Advising on securities | 2018-11-20 | 2021-11-16 |
| Anli Securities Limited 安里證券有限公司 |
RO | Type 4 — Advising on securities | 2015-11-09 | 2018-08-01 |
| Anli Securities Limited 安里證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-09 | 2018-08-01 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-21 | 2014-04-09 |
| Bradbury Securities Limited 源盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-21 | 2014-02-28 |
| Bradbury Securities Limited 源盛證券有限公司 |
RO | Type 4 — Advising on securities | 2013-08-21 | 2014-02-28 |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-07 | 2013-06-14 |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 4 — Advising on securities | 2012-03-07 | 2013-06-14 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
RO | Type 1 — Dealing in securities | 2010-08-16 | 2011-07-06 |
| SynerWealth Financial Limited 匯心金融有限公司 |
RO | Type 1 — Dealing in securities | 2009-02-04 | 2010-08-01 |
| Selina & Co. Limited 永高證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-06-01 | 2008-05-10 |
| KuCoin HK Limited | RO | Type 1 — Dealing in securities | present | 2004-06-01 |
| KuCoin HK Limited | RO | Type 4 — Advising on securities | present | 2004-06-01 |
| KuCoin HK Limited | RO | Type 6 — Advising on corporate finance | present | 2004-06-01 |
| KuCoin HK Limited | RO | Type 9 — Asset management | present | 2004-06-01 |