Tak Lun Lee
李德麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Lun Lee (李德麟), a licensed Responsible Officer with CE reference AAG127. Currently licensed at 1 firm(s): Grand Capital Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-10 | present |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 4 — Advising on securities | 2019-10-10 | present |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 9 — Asset management | 2019-10-10 | present |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-10-10 | 2024-12-17 |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-10-10 | 2024-12-17 |
| VERCAP Financial Services Limited 和昇金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-10-16 | 2015-11-25 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-03-10 | 2019-02-09 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 9 — Asset management | 2006-03-10 | 2019-02-09 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-02-07 | 2019-02-09 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
RO | Type 5 — Advising on futures contracts | 2006-02-07 | 2019-02-09 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-11-21 | 2019-02-09 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2003-08-04 | 2019-02-09 |