Stephen Yan Tai Leung
梁潤弟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Yan Tai Leung (梁潤弟), a licensed former licensee with CE reference AAG135. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-07-19 |
| Siu Yip Commodity Limited 兆業商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-03-31 |
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-26 |
| Siu Yip Commodity Limited 兆業商品有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-11-26 |
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-26 |
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-26 |
| Siu Yip Commodity Limited 兆業商品有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-26 |