Edmond Yau Bun Cham
湛祐彬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmond Yau Bun Cham (湛祐彬), a licensed former licensee with CE reference AAG162. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-02-11 | 2013-09-27 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-08-03 | 2009-11-16 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-12-03 | 2009-11-16 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 9 — Asset management | 2007-12-03 | 2008-08-03 |
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-07-26 |
| Siu Yip Commodity Limited 兆業商品有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-07-26 |
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-07-26 |
| Siu Yip Commodity Limited 兆業商品有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-07-26 |
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-26 |
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
RO | Type 9 — Asset management | present | 2003-07-26 |
| Siu Yip Commodity Limited 兆業商品有限公司 |
RO | Type 9 — Asset management | present | 2003-07-26 |