Allen Yau Nam Cham
湛祐楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allen Yau Nam Cham (湛祐楠), a licensed former licensee with CE reference AAG177. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2009-08-31 |
| Siu Yip Commodity Limited 兆業商品有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2007-01-26 |
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-26 |
| Siu Yip Commodity Limited 兆業商品有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-11-26 |
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-26 |
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-26 |
| Siu Yip Commodity Limited 兆業商品有限公司 |
RO | Type 9 — Asset management | present | 2004-11-26 |