Andy Chi Keung Mok
莫志強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Chi Keung Mok (莫志強), a licensed Representative with CE reference AAG211. Currently licensed at 1 firm(s): Quam Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-19 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-10-19 | present |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 1 — Dealing in securities | present | 2012-09-29 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2012-09-29 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-02-01 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2007-02-01 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-24 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 8 — Securities margin financing | present | 2004-02-24 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-24 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-24 |