Ah Chai Khoo
古亞仔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ah Chai Khoo (古亞仔), a licensed former licensee with CE reference AAG313. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-15 | 2014-03-19 |
| Tartan Securities (Asia) Limited 達勤證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-05-14 |
| Tartan Securities (Asia) Limited 達勤證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-05-14 |
| Tartan Securities (Asia) Limited 達勤證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-05-13 |
| Tartan Securities (Asia) Limited 達勤證券有限公司 |
RO | Type 9 — Asset management | present | 2003-05-13 |