Dalis Sui Yee Tsui
徐瑞儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dalis Sui Yee Tsui (徐瑞儀), a licensed Responsible Officer with CE reference AAG547. Currently licensed at 1 firm(s): Zhongrong PT Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-07-30 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2010-07-30 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 4 — Advising on securities | 2010-07-30 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2010-07-30 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 9 — Asset management | 2010-07-30 | 2011-05-31 |
| Peace Town Forex Limited 平和外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-12-04 | 2010-08-21 |
| Peace Town Futures Limited 平和期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2010-08-28 |