Tat Kwan Chu
朱達君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Kwan Chu (朱達君), a licensed former licensee with CE reference AAG919. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-09 | 2021-12-13 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-05 | 2004-10-05 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-10-05 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-10-05 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-05 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
RO | Type 9 — Asset management | present | 2004-10-05 |