Yiu Sum Li
李耀森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Sum Li (李耀森), a licensed former licensee with CE reference AAH084. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-10-17 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-17 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-17 |