Wai Hung Tony To
杜偉鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hung Tony To (杜偉鴻), a licensed former licensee with CE reference AAH109. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-19 | 2022-05-31 |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 4 — Advising on securities | 2020-11-19 | 2022-05-31 |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-25 | 2019-09-15 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-12 | 2016-10-25 |
| Aristo Securities Limited 雅利多證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-21 | 2016-08-31 |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2013-05-01 |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 4 — Advising on securities | present | 2006-02-03 |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2006-02-03 |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2006-02-03 |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 9 — Asset management | present | 2006-02-03 |