Kwok Sun Lo
盧國新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Sun Lo (盧國新), a licensed Representative with CE reference AAH338. Currently licensed at 1 firm(s): Cinda International Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-05 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-07 | 2022-07-29 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2013-01-01 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-06 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-06 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-03 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-06 |