How Ki Lo
羅厚基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for How Ki Lo (羅厚基), a licensed former licensee with CE reference AAH361. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Audrey Chow Securities Limited 高陞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-21 | 2018-08-04 |
| Melbourne Investment Company 萬祥證券公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-21 |
| Melbourne Investment Company 萬祥證券公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-13 |
| Melbourne Investment Company 萬祥證券公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-13 |
| Melbourne Investment Company 萬祥證券公司 |
Rep | Type 9 — Asset management | present | 2003-05-13 |