Shiu Chuen Mok
莫小泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Chuen Mok (莫小泉), a licensed former licensee with CE reference AAH426. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-11-18 |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-17 |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-17 |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-17 |