Patterson Kuo Yi Yao
姚國儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patterson Kuo Yi Yao (姚國儀), a licensed former licensee with CE reference AAH645. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Huadu Asset Management (Hong Kong) Limited 新華都(香港)投資基金有限公司 |
RO | Type 4 — Advising on securities | 2020-08-06 | 2022-11-30 |
| New Huadu Asset Management (Hong Kong) Limited 新華都(香港)投資基金有限公司 |
RO | Type 9 — Asset management | 2020-08-06 | 2022-11-30 |
| New Huadu Asset Management (Hong Kong) Limited 新華都(香港)投資基金有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-24 | 2020-08-06 |
| New Huadu Asset Management (Hong Kong) Limited 新華都(香港)投資基金有限公司 |
Rep | Type 9 — Asset management | 2020-06-24 | 2020-08-06 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-08-20 | 2020-02-01 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
RO | Type 9 — Asset management | 2019-08-20 | 2020-02-01 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-02-13 | 2019-06-01 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
RO | Type 9 — Asset management | 2018-02-13 | 2019-06-01 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
RO | Type 9 — Asset management | 2017-06-13 | 2018-01-17 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-05-23 | 2017-06-13 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 4 — Advising on securities | 2016-12-30 | 2017-03-17 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 9 — Asset management | 2016-12-30 | 2017-03-17 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-09 | 2016-12-30 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 9 — Asset management | 2016-11-09 | 2016-12-30 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-06 | 2015-11-16 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-06 | 2015-11-16 |
| Formax Asset Management Limited 福億資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-11-06 | 2015-11-16 |