Chiu Tong Yau
邱朝棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Tong Yau (邱朝棠), a licensed Responsible Officer with CE reference AAH690. Currently licensed at 1 firm(s): FTFT International Securities and Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-03-27 | present |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 4 — Advising on securities | 2021-05-18 | present |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-28 | present |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-13 | 2021-04-28 |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-21 | 2021-04-07 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-14 | 2020-07-01 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-01-31 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-01 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-01 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-01 |