Chiu Wan Ip
葉肖雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Wan Ip (葉肖雲), a licensed Representative with CE reference AAI201. Currently licensed at 1 firm(s): China Galaxy International Securities (Hong Kong) Co., Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-10 | present |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-11 | 2014-12-08 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-07-07 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-19 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-19 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-05-19 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-19 |