Son Yiu Au
區燊耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Son Yiu Au (區燊耀), a licensed former licensee with CE reference AAI220. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-09-29 |
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-22 |
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-22 |
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-09-22 |
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 9 — Asset management | present | 2003-09-22 |