Roger Peter Frederick Ellis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Peter Frederick Ellis ( ), a licensed former licensee with CE reference AAI295. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ellis Brady Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2006-10-31 | 2020-03-31 |