Louie Wing Yiu Ma

馬永耀
CE No. AAI349 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louie Wing Yiu Ma (馬永耀), a licensed former licensee with CE reference AAI349. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Kam Fai Securities Company Limited
金輝証券有限公司
RO Type 1 — Dealing in securities 2018-01-17 2022-09-28
Kam Fai Securities Company Limited
金輝証券有限公司
Rep Type 1 — Dealing in securities 2013-02-04 2018-01-17
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 — Dealing in securities present 2013-01-21
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 4 — Advising on securities present 2004-01-19
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 6 — Advising on corporate finance present 2004-01-19
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 7 — Providing automated trading services present 2003-07-07
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 9 — Asset management present 2004-01-19

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