Edwin Lucas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edwin Lucas ( ), a licensed former licensee with CE reference AAI491. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-18 | 2008-12-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-18 | 2008-12-31 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-05-21 | 2005-02-22 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 — Advising on securities | 2004-05-21 | 2005-02-22 |