Chak Ming (SFC:AAI567) So

蘇澤明
CE No. AAI567 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chak Ming (SFC:AAI567) So (蘇澤明), a licensed former licensee with CE reference AAI567. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Fosun International Securities Limited
復星國際證券有限公司
RO Type 1 — Dealing in securities present 2015-07-01
Fosun International Securities Limited
復星國際證券有限公司
RO Type 4 — Advising on securities present 2015-07-01
Fosun International Securities Limited
復星國際證券有限公司
RO Type 6 — Advising on corporate finance present 2004-10-21
Fosun International Securities Limited
復星國際證券有限公司
RO Type 7 — Providing automated trading services present 2004-10-21
Fosun International Securities Limited
復星國際證券有限公司
RO Type 9 — Asset management present 2004-10-21

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