Jonathan David Slone
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan David Slone ( ), a licensed former licensee with CE reference AAI585. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leucadia Asset Management Limited |
RO | Type 9 — Asset management | 2020-11-03 | 2021-11-30 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-13 | 2020-10-14 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-01 | 2018-02-01 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-01 | 2019-04-12 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-03 | 2008-03-14 |