Michael David Roberts
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael David Roberts ( ), a licensed former licensee with CE reference AAI588. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 1 — Dealing in securities | 2005-06-13 | 2014-03-31 |
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 4 — Advising on securities | present | 2014-03-31 |
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-26 |
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 9 — Asset management | present | 2014-03-31 |