Kok Shing Lam
林國成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Shing Lam (林國成), a licensed Representative with CE reference AAI702. Currently licensed at 1 firm(s): Intercontinent Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Intercontinent Securities Company Limited 通陸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-30 | present |
| Intercontinent Securities Company 通陸證券公司 |
Rep | Type 1 — Dealing in securities | 2003-08-12 | 2005-03-30 |
| Fu Yip Securities & Investment Co. 富業證券投資公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-12 |
| Fu Yip Securities & Investment Co. 富業證券投資公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-12 |
| Fu Yip Securities & Investment Co. 富業證券投資公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-12 |
| Fu Yip Securities & Investment Co. 富業證券投資公司 |
Rep | Type 9 — Asset management | present | 2003-08-12 |