Siu Fong Li
李少芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Fong Li (李少芳), a licensed Responsible Officer with CE reference AAI900. Currently licensed at 1 firm(s): Innovest Securities Investment Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-08 | present |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-04 | 2023-05-08 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-01 | 2022-08-15 |
| China Times Securities Limited 中辰證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-01 | 2020-10-07 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-01-17 | 2013-08-01 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-01-17 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-18 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-18 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-18 |