Yuen Yee Ng
吳婉兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Yee Ng (吳婉兒), a licensed former licensee with CE reference AAJ564. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 1 — Dealing in securities | present | 2021-07-16 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2021-07-16 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 7 — Providing automated trading services | present | 2011-08-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 9 — Asset management | present | 2021-07-16 |