Tat Wah Tam
譚達華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Wah Tam (譚達華), a licensed former licensee with CE reference AAJ918. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2008-05-13 |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-11-26 |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 9 — Asset management | present | 2003-11-26 |