Chi Leong Chan
陳智亮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Leong Chan (陳智亮), a licensed former licensee with CE reference AAK013. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-17 | 2021-06-30 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-05-08 | 2010-10-18 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-05-08 | 2010-10-18 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 9 — Asset management | 2006-05-08 | 2010-10-19 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 4 — Advising on securities | 2003-07-03 | 2021-06-30 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2021-06-30 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 9 — Asset management | present | 2021-06-30 |