Siu Ha Kwok
郭少霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ha Kwok (郭少霞), a licensed Representative with CE reference AAK082. Currently licensed at 1 firm(s): Tung Tak Securities (HK) Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-15 |
| Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-15 |
| Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-15 |