Ming Tsu Shen
沈敏志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Tsu Shen (沈敏志), a licensed former licensee with CE reference AAK401. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-05-31 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-21 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-21 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-21 |