Philip Mark Goldsmith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Mark Goldsmith ( ), a licensed former licensee with CE reference AAK537. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Star International Investment Products (Asia) Limited |
RO | Type 1 — Dealing in securities | 2007-02-13 | 2009-03-31 |
| New Star International Investment Products (Asia) Limited |
RO | Type 4 — Advising on securities | present | 2009-03-31 |
| New Star International Investment Products (Asia) Limited |
RO | Type 9 — Asset management | present | 2007-03-31 |