James Arnold Graham Brown
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Arnold Graham Brown ( ), a licensed former licensee with CE reference AAK539. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Telos Capital & Risk Management Limited |
RO | Type 4 — Advising on securities | 2006-12-29 | 2019-08-16 |
| Telos Capital & Risk Management Limited |
RO | Type 9 — Asset management | 2006-12-29 | 2019-08-16 |
| Telos Capital & Risk Management Limited |
Rep | Type 4 — Advising on securities | 2004-07-26 | 2006-12-29 |
| Meyado CBHK Limited |
RO | Type 4 — Advising on securities | present | 2004-04-28 |