Shu Yan Kao
高樹人
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Yan Kao (高樹人), a licensed Representative with CE reference AAK793. Currently licensed at 1 firm(s): Kam Fai Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kam Fai Securities Company Limited 金輝証券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-31 | present |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-30 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-30 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-30 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-30 |