John Luen Wai Lee
李聯偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Luen Wai Lee (李聯偉), a licensed former licensee with CE reference AAK857. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Futures Limited | RO | Type 9 — Asset management | 2008-06-23 | 2018-12-11 |
| Funderstone Securities Limited | RO | Type 4 — Advising on securities | 2008-04-03 | 2018-12-11 |
| Funderstone Securities Limited | RO | Type 6 — Advising on corporate finance | 2008-04-03 | 2018-12-11 |
| Funderstone Securities Limited | RO | Type 9 — Asset management | 2008-04-03 | 2018-12-11 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2023-09-27 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2023-09-27 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 9 — Asset management | present | 2023-09-27 |