Richard David Winter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard David Winter, a licensed Representative with CE reference AAN685. Currently licensed at 1 firm(s): Quam Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-10-23 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2017-10-23 |