Alan Kei Yamashita
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Kei Yamashita ( ), a licensed former licensee with CE reference AAN846. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2010-01-12 | 2012-04-24 |
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2010-01-12 | 2012-04-24 |
| SAIL Advisors Limited | RO | Type 1 — Dealing in securities | 2004-05-17 | 2004-12-06 |
| SAIL Advisors Limited | RO | Type 4 — Advising on securities | 2004-05-17 | 2004-12-15 |
| SAIL Advisors Limited | RO | Type 9 — Asset management | 2004-05-17 | 2004-12-15 |