Alan Bok Ming Koon
管博明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Bok Ming Koon (管博明), a licensed former licensee with CE reference AAO177. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Symphony AMP Limited 雍富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2008-08-05 | 2008-10-31 |
| Hercules Capital Limited 凱利融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-04-25 | 2007-05-31 |
| M-trade Asia Limited |
RO | Type 4 — Advising on securities | present | 2004-05-19 |
| M-trade Asia Limited |
RO | Type 6 — Advising on corporate finance | present | 2004-05-19 |
| M-trade Asia Limited |
RO | Type 9 — Asset management | present | 2004-05-19 |